Becoming a substantial holder
Released
Released
Announcement PDF
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Tempest Minerals Limited
ACN/ARSN
ACN 612 008 358
1. Details of substantial holder (1)
Name
Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)
008 496 713
The holder became a substantial holder on
28-Mar-2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Number of securities
Persons' votes (5)
Voting power (6)
Common Stock
26,645,055
26,645,055
6.70%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder
became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
Credit Suisse Equities (Australia)
Limited (ACN 068 232 708)
Voting rights and right to dispose
26,645,055 Common Stock
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of
securities
Credit Suisse Equities
(Australia) Limited (ACN 068
232 708)
CS Fourth Nominees Pty
Limited (ACN 069 126 432)
Credit Suisse Equities
(Australia) Limited
26,645,055 Common Stock
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial
holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Class and number of
securities
Consideration (9)
Cash
Non-cash
Credit Suisse Equities (Australia) Limited
29-Nov-21
1,080.00 AUD
-45,000 Common Stock
Credit Suisse Equities (Australia) Limited
30-Nov-21
924.00 AUD
-42,000 Common Stock
Credit Suisse Equities (Australia) Limited
1-Dec-21
3,170.03 AUD
-128,801 Common Stock
1
Credit Suisse Equities (Australia) Limited
7-Dec-21
396.54 AUD
17,241 Common Stock
Credit Suisse Equities (Australia) Limited
7-Dec-21
2,100.00 AUD
-87,500 Common Stock
Credit Suisse Equities (Australia) Limited
8-Dec-21
7,999.75 AUD
347,815 Common Stock
Credit Suisse Equities (Australia) Limited
8-Dec-21
4,947.44 AUD
-210,110 Common Stock
Credit Suisse Equities (Australia) Limited
10-Dec-21
396.54 AUD
-17,241 Common Stock
Credit Suisse Equities (Australia) Limited
15-Dec-21
145.41 AUD
6,322 Common Stock
Credit Suisse Equities (Australia) Limited
24-Dec-21
139.08 AUD
-6,322 Common Stock
Credit Suisse Equities (Australia) Limited
29-Dec-21
2,495.88 AUD
-103,995 Common Stock
Credit Suisse Equities (Australia) Limited
5-Jan-22
2,458.03 AUD
-102,418 Common Stock
Credit Suisse Equities (Australia) Limited
5-Jan-22
4,862.42 AUD
202,601 Common Stock
Credit Suisse Equities (Australia) Limited
6-Jan-22
475.00 AUD
-19,000 Common Stock
Credit Suisse Equities (Australia) Limited
7-Jan-22
3,182.45 AUD
-122,402 Common Stock
Credit Suisse Equities (Australia) Limited
10-Jan-22
2,361.70 AUD
-94,468 Common Stock
Credit Suisse Equities (Australia) Limited
13-Jan-22
1,450.00 AUD
50,000 Common Stock
Credit Suisse Equities (Australia) Limited
14-Jan-22
11,145.02 AUD
403,269 Common Stock
Credit Suisse Equities (Australia) Limited
14-Jan-22
3,243.99 AUD
-108,133 Common Stock
Credit Suisse Equities (Australia) Limited
18-Jan-22
1,160.00 AUD
-40,000 Common Stock
Credit Suisse Equities (Australia) Limited
18-Jan-22
3,980.42 AUD
142,158 Common Stock
Credit Suisse Equities (Australia) Limited
19-Jan-22
6,484.37 AUD
-246,483 Common Stock
Credit Suisse Equities (Australia) Limited
20-Jan-22
4,503.22 AUD
-166,786 Common Stock
Credit Suisse Equities (Australia) Limited
20-Jan-22
3,980.42 AUD
-142,158 Common Stock
Credit Suisse Equities (Australia) Limited
21-Jan-22
150.70 AUD
5,382 Common Stock
Credit Suisse Equities (Australia) Limited
21-Jan-22
2,023.33 AUD
74,938 Common Stock
Credit Suisse Equities (Australia) Limited
25-Jan-22
3,080.00 AUD
140,000 Common Stock
Credit Suisse Equities (Australia) Limited
25-Jan-22
5,848.96 AUD
235,700 Common Stock
Credit Suisse Equities (Australia) Limited
27-Jan-22
747.98 AUD
32,521 Common Stock
Credit Suisse Equities (Australia) Limited
27-Jan-22
4,400.00 AUD
200,000 Common Stock
Credit Suisse Equities (Australia) Limited
27-Jan-22
34.28 AUD
-1,182 Common Stock
Credit Suisse Equities (Australia) Limited
27-Jan-22
150.70 AUD
-5,382 Common Stock
Credit Suisse Equities (Australia) Limited
28-Jan-22
508.31 AUD
23,105 Common Stock
Credit Suisse Equities (Australia) Limited
31-Jan-22
7,720.00 AUD
-340,000 Common Stock
Credit Suisse Equities (Australia) Limited
2-Feb-22
6,823.58 AUD
-284,316 Common Stock
Credit Suisse Equities (Australia) Limited
3-Feb-22
175.25 AUD
-7,010 Common Stock
2
Credit Suisse Equities (Australia) Limited
7-Feb-22
4,616.45 AUD
192,352 Common Stock
Credit Suisse Equities (Australia) Limited
8-Feb-22
7,226.15 AUD
270,000 Common Stock
Credit Suisse Equities (Australia) Limited
9-Feb-22
6,960.00 AUD
290,000 Common Stock
Credit Suisse Equities (Australia) Limited
9-Feb-22
3,411.79 AUD
142,158 Common Stock
Credit Suisse Equities (Australia) Limited
10-Feb-22
7,030.00 AUD
-270,000 Common Stock
Credit Suisse Equities (Australia) Limited
11-Feb-22
6,960.00 AUD
-290,000 Common Stock
Credit Suisse Equities (Australia) Limited
11-Feb-22
3,411.79 AUD
142,158 Common Stock
Credit Suisse Equities (Australia) Limited
14-Feb-22
2,010.40 AUD
-77,323 Common Stock
Credit Suisse Equities (Australia) Limited
14-Feb-22
3,553.95 AUD
-142,158 Common Stock
Credit Suisse Equities (Australia) Limited
15-Feb-22
4,620.00 AUD
210,000 Common Stock
Credit Suisse Equities (Australia) Limited
16-Feb-22
13.20 AUD
-550 Common Stock
Credit Suisse Equities (Australia) Limited
16-Feb-22
32.71 AUD
1,363 Common Stock
Credit Suisse Equities (Australia) Limited
16-Feb-22
23.00 AUD
1,000 Common Stock
Credit Suisse Equities (Australia) Limited
17-Feb-22
4,965.00 AUD
-220,000 Common Stock
Credit Suisse Equities (Australia) Limited
17-Feb-22
3,115.38 AUD
-141,608 Common Stock
Credit Suisse Equities (Australia) Limited
21-Feb-22
4,314.84 AUD
-179,785 Common Stock
Credit Suisse Equities (Australia) Limited
21-Feb-22
.02 AUD
Credit Suisse Equities (Australia) Limited
22-Feb-22
109.58 AUD
5,479 Common Stock
Credit Suisse Equities (Australia) Limited
22-Feb-22
2,400.58 AUD
113,009 Common Stock
Credit Suisse Equities (Australia) Limited
24-Feb-22
880.00 AUD
-40,000 Common Stock
Credit Suisse Equities (Australia) Limited
24-Feb-22
115.06 AUD
-5,479 Common Stock
Credit Suisse Equities (Australia) Limited
3-Mar-22
795.73 AUD
37,892 Common Stock
Credit Suisse Equities (Australia) Limited
10-Mar-22
43.10 AUD
1,959 Common Stock
Credit Suisse Equities (Australia) Limited
14-Mar-22
43.10 AUD
-1,959 Common Stock
Credit Suisse Equities (Australia) Limited
14-Mar-22
230.00 AUD
-10,000 Common Stock
Credit Suisse Equities (Australia) Limited
15-Mar-22
2,069.10 AUD
103,455 Common Stock
Credit Suisse Equities (Australia) Limited
16-Mar-22
1,100.00 AUD
-50,000 Common Stock
Credit Suisse Equities (Australia) Limited
16-Mar-22
2,361.20 AUD
118,060 Common Stock
Credit Suisse Equities (Australia) Limited
17-Mar-22
1,000.00 AUD
50,000 Common Stock
Credit Suisse Equities (Australia) Limited
21-Mar-22
3,368.10 AUD
-161,576 Common Stock
Credit Suisse Equities (Australia) Limited
21-Mar-22
1,090.67 AUD
49,576 Common Stock
Credit Suisse Equities (Australia) Limited
22-Mar-22
506.00 AUD
-23,000 Common Stock
Credit Suisse Equities (Australia) Limited
22-Mar-22
2,144.67 AUD
102,365 Common Stock
3
1 Common Stock
Credit Suisse Equities (Australia) Limited
25-Mar-22
2,181.58 AUD
-99,390 Common Stock
Credit Suisse Equities (Australia) Limited
28-Mar-22
166,604.73 AUD
2,731,225 Common Stock
Credit Suisse Equities (Australia) Limited
28-Mar-22
1,452,554.39 AUD
23,145,064 Common Stock
Credit Suisse Equities (Australia) Limited
28-Mar-22
29,668.36 AUD
501,972 Common Stock
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Related Body Corporate
7. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Signature
print name
Winston Loke
sign here
4
capacity
Authorised Signatory
date
31-Mar-2022
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